Tag: 9789390831531
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This book aims to create a common minimum knowledge benchmark for persons engaged in compliance function with any intermediary registered with SEBI, including: Stockbrokers Depository Participants Merchant Bankers Underwriters Bankers to the Issue Debenture Trustees Credit Rating Agencies. This book covers all important regulations related to the securities markets including the SEBI Act, SCRA, SCRR, PMLA, …